An AI impact assessment: Which activity should the lead perform?
Structurally evaluating effects on individuals and the safeguards needed is the purpose of an AI impact assessment.
The question
Before deploying an AI tool that scores tenant-rental applications, a governance lead wants a structured evaluation of how the system could affect applicants' rights and what safeguards are needed to mitigate identified harms. Which activity should the lead perform?
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- A penetration test, evaluating the hosting environment for exploitable vulnerabilities that an attacker could use to intrude.Plausible but wrong: a penetration test assesses security exposure, not the system's broader effects on applicants' rights.
- An AI impact assessment, evaluating the system's potential effects on individuals and the safeguards needed to reduce them. ✓Correct: an AI impact assessment structurally evaluates effects on people and identifies mitigating safeguards, exactly the need described.
- A vendor SOC 2 review, evaluating a supplier's audited controls over security, availability and confidentiality practices.Plausible but wrong: a SOC 2 review examines a vendor's control environment, not the deployed tool's impact on affected individuals.
- A unit test suite, evaluating whether individual software components return the correct outputs for defined input cases.Plausible but wrong: unit testing verifies code correctness at the component level, not societal or rights impacts of the system.
The trap
Substituting a security or software-quality check for an assessment of impacts on people. How to remember it
Structurally evaluating effects on individuals and the safeguards needed is the purpose of an AI impact assessment.
How many of these would you get right?
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Every answer, right and wrong, comes with its own explanation.