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Document each incident: Which documentation activity best fits this deployment obligation?

AIGP Understanding How to Govern AI Deployment and Use Medium

Documenting incidents, issues, and risks plus a post-market monitoring plan is the deployment-stage record required.

The question

A deployer keeps encountering intermittent output failures in production and wants both a defensible record of each occurrence and a structured plan for tracking the system's behavior going forward. Which documentation activity best fits this deployment obligation? The deployer wants the objective-aligned answer.

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  1. Record only the incidents that ultimately reached external customers and omit the ones caught internally beforehand.
    Plausible but wrong: limiting the record to customer-facing incidents leaves internal issues and risks undocumented.
  2. Maintain the data provenance ledger for the training set so each failure can be traced to a source record.
    Almost right in valuing traceability, but provenance (III.B.2) tracks data origin, not deployment incidents and monitoring.
  3. Document each incident, issue, and risk and maintain a post-market monitoring plan to track ongoing behavior.
    Correct because IV.C.4 requires documenting incidents, issues, risks, and post-market monitoring plans at the deployment stage.
  4. Rely on the provider's original technical documentation as the sole record of any behavior seen after deployment.
    Plausible but wrong: pre-release technical documentation cannot record post-deployment incidents that occur later.
The trap
Recording only customer-facing incidents or relying on pre-release documentation for post-deployment behavior.

How to remember it

Documenting incidents, issues, and risks plus a post-market monitoring plan is the deployment-stage record required.

How many of these would you get right?

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More Understanding How to Govern AI Deployment and Use questions

Part of the Certsqill AIGP question bank · Understanding How to Govern AI Deployment and Use · Every answer, right and wrong, comes with its own explanation.